Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (1 Nov 2019 to 31 Jul 2020)
    • [FCA CF] Material risk taker (1 Nov 2019 to 31 Jul 2020)
    • CF29 Significant management (1 Nov 2007 to 2 Dec 2011)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (1 Nov 2007 to 5 Nov 2009)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.