Mark Christopher Smallwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2024)
    • [FCA CF] Client dealing (since 8 Feb 2024)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2024)
    • CF30 Customer (21 Dec 2017 to 12 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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