Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Significant management (since 31 Mar 2025)
- [FCA CF] Manager of certification employee (since 29 Aug 2023)
- [FCA CF] Client dealing (since 6 Dec 2022)
- [FCA CF] Material risk taker (since 6 Dec 2022)
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- CF30 Customer (14 Oct 2008 to 18 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.