Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fresh Money Limited
FRN 845981
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 4 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- SMF16 Compliance Oversight (since 2 Mar 2020)
- SMF3 Executive Director (since 2 Mar 2020)
- [FCA CF] Client dealing (31 Mar 2021 to 1 Apr 2021)
- [PRA CF] Key function holder (31 Mar 2020 to 1 Apr 2021)
- Director of firm who is not a certification employee or a SMF manager (31 Mar 2020 to 1 Apr 2021)
- Responsibility for MCD Intermediation (2 Mar 2020 to 6 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.