Mark Christopher Allen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Manager of certification employee (30 Jun 2020 to 30 Jun 2021)
    • CF30 Customer (31 Mar 2016 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Manager of certification employee (30 Jun 2020 to 30 Jun 2021)
    • CF30 Customer (3 Jan 2018 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2005)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 13 Jul 2005)
    • CF26 Customer Trading (1 Dec 2001 to 13 Jul 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 13 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.