Mark Charles Sandey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
    • [FCA CF] Client dealing (since 24 Jul 2025)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Client dealing (2 Mar 2024 to 25 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 1 Jun 2025)
    • [FCA CF] Functions requiring qualifications (10 May 2019 to 25 Jun 2025)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (3 Feb 2017 to 10 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.