Mark Charles James Gardner

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (18 Feb 2010 to 30 Nov 2010)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (3)CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • (4)CF21 Investment Adviser (13 Jul 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 13 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)CF30 Customer at STIFEL EUROPE LIMITED

  2. controlled function added: (4)CF21 Investment Adviser at STIFEL EUROPE LIMITED