Mark Charles David Dowding

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Global Asset Management (UK) Limited

    FRN 189154

    • SMF3 Executive Director (since 1 Apr 2023)
    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
  • BlueBay Asset Management LLP

    FRN 571599

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2012 to 8 Dec 2019)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (12 Nov 2008 to 25 Jun 2010)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF27 Investment Management (5 Sep 2007 to 31 Oct 2007)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF1 Director (22 Sep 2006 to 5 Apr 2007)
    • CF27 Investment Management (1 Dec 2001 to 5 Apr 2007)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • CF27 Investment Management (1 Dec 2001 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.