Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mark Bischoff
FRN 131520
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Aug 2022 to 18 May 2023)
- SMF16 Compliance Oversight (23 Aug 2022 to 18 May 2023)
- SMF27 Partner (9 Dec 2019 to 18 May 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 May 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (1 Dec 2001 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 14 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.