Mark Chandler

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shackleton Advisers Limited

    FRN 163291

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2025)
    • [FCA CF] Client dealing (since 4 Apr 2025)
  • ELLIS BATES WEALTH MANAGEMENT LTD

    FRN 631117

    • (135)21. Advising or arranging (bringing about) equity release transactions
    • (136)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (138)7. Giving personal recommendations on long-term care insurance contracts
    • (140)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (141)4. Giving personal recommendations on retail investment products which are not broker funds
    • (137)[FCA CF] Client dealing (12 Dec 2019 to 7 Apr 2026)
    • (139)[FCA CF] Functions requiring qualifications (12 Dec 2019 to 7 Apr 2026)
    • (134)CF30 Customer (21 May 2015 to 8 Dec 2019)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
    • CF1 Director (21 Nov 2006 to 31 May 2009)
    • CF22 Investment Adviser (Trainee) (19 May 2006 to 21 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (137)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (138)7. Giving personal recommendations on long-term care insurance contracts at ELLIS BATES WEALTH MANAGEMENT LTD

  3. controlled function added: (139)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD

  4. controlled function added: (140)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at ELLIS BATES WEALTH MANAGEMENT LTD

  5. controlled function added: (141)4. Giving personal recommendations on retail investment products which are not broker funds at ELLIS BATES WEALTH MANAGEMENT LTD