Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (23 Apr 2021 to 26 May 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Sep 2024)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (26 Oct 2020 to 12 Aug 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (13 Nov 2015 to 6 Mar 2016)
    • CF30 Customer (23 Apr 2009 to 1 Jan 2010)
    • CF21 Investment Adviser (10 Dec 2002 to 29 Jun 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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