Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (23 Apr 2021 to 26 May 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 27 Sep 2024)
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- [PRA CF] Significant risk taker or Material risk taker (26 Oct 2020 to 12 Aug 2022)
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- [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2023)
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- CF28 Systems and controls (13 Nov 2015 to 6 Mar 2016)
- CF30 Customer (23 Apr 2009 to 1 Jan 2010)
- CF21 Investment Adviser (10 Dec 2002 to 29 Jun 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.