Mark Butterworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dimensional Fund Advisors Ltd.
FRN 150100
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (30 Aug 2012 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (1 Dec 2009 to 4 May 2012)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (1 Dec 2009 to 4 May 2012)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Nov 2007 to 4 May 2012)
- CF27 Investment Management (19 Oct 2006 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (1 Nov 2007 to 4 May 2012)
- CF27 Investment Management (19 Oct 2006 to 31 Oct 2007)
- CF26 Customer Trading (11 Feb 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.