Mark Burtenshaw

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 10 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Mar 2023)
    • [FCA CF] Client dealing (since 14 Mar 2023)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Mar 2023)
    • CF30 Customer (4 Mar 2010 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 24 Aug 2008)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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