Mark Burroughs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citrus Financial Management Ltd

    FRN 413291

    • Employed By (since 1 Feb 2022)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Apr 2021)
    • CF30 Customer (since 7 Apr 2021)
  • Lawton Financial Services Ltd (no longer approved here)

    FRN 497129

    • Employed By (7 Apr 2021 to 16 May 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 9 Aug 2019)
    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 9 Aug 2019)
    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (12 Nov 2008 to 9 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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