Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- [FCA CF] Client dealing (since 2 Mar 2026)
- [FCA CF] Manager of certification employee (since 2 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
- CF30 Customer (20 Jun 2011 to 8 Dec 2019)
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Marex Financial
FRN 442767
- [FCA CF] Manager of certification employee (since 18 Mar 2025)
- [FCA CF] Client dealing (since 31 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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