Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- [FCA CF] Manager of certification employee (since 21 Sep 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (1 Aug 2021 to 31 Jul 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (6 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.