Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 26 Sep 2012)
- CF1 Director (AR) (since 26 Sep 2012)
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Bull Wealth Management Ltd
FRN 463414
- Employed By (since 29 May 2008)
- Employed By (8 Feb 2007 to 1 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 2 Oct 2012)
- CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
- CF1 Director (AR) (8 Feb 2007 to 2 Oct 2012)
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- CF22 Investment Adviser (Trainee) (28 Feb 2005 to 27 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.