Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 Sep 2012)
    • CF1 Director (AR) (since 26 Sep 2012)
    • Employed By (since 29 May 2008)
    • Employed By (8 Feb 2007 to 1 Oct 2007)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 2 Oct 2012)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
    • CF1 Director (AR) (8 Feb 2007 to 2 Oct 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 27 Apr 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.