Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Oct 2020 to 31 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 31 Dec 2023)
- [FCA CF] Material risk taker (9 Mar 2017 to 31 May 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- [FCA CF] Client dealing (17 Aug 2020 to 31 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (17 Aug 2020 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (17 Aug 2020 to 19 Oct 2023)
-
- [FCA CF] Client dealing (2 Apr 2018 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (2 Apr 2018 to 19 Oct 2023)
- [FCA CF] Material risk taker (2 Apr 2018 to 31 Dec 2023)
-
- [FCA CF] Client dealing (2 Apr 2018 to 23 Apr 2021)
- [FCA CF] Manager of certification employee (2 Apr 2018 to 23 Apr 2021)
- [FCA CF] Material risk taker (2 Apr 2018 to 23 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.