Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (1 Oct 2020 to 31 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2020 to 31 Dec 2023)
    • [FCA CF] Material risk taker (9 Mar 2017 to 31 May 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 May 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Client dealing (17 Aug 2020 to 31 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (17 Aug 2020 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (17 Aug 2020 to 19 Oct 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (2 Apr 2018 to 31 Dec 2023)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 19 Oct 2023)
    • [FCA CF] Material risk taker (2 Apr 2018 to 31 Dec 2023)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [FCA CF] Client dealing (2 Apr 2018 to 23 Apr 2021)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 23 Apr 2021)
    • [FCA CF] Material risk taker (2 Apr 2018 to 23 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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