Mark Brazier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alder Rose Mortgage Services Limited
FRN 923776
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- [FCA CF] Functions requiring qualifications (3 Jan 2024 to 8 May 2024)
- Appointed representative dealing with clients for which they require qualification (20 Aug 2021 to 3 Jan 2024)
HSBC UK Bank Plc (no longer approved here)
FRN 765112
- [FCA CF] Functions requiring qualifications (23 Jul 2018 to 31 May 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.