Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Yorkshire Financial Services Ltd
FRN 841681
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Sep 2020)
- Responsible for Insurance Distribution (since 26 Mar 2020)
- Responsibility for MCD Intermediation (since 26 Mar 2020)
- SMF16 Compliance Oversight (since 26 Mar 2020)
- SMF3 Executive Director (since 26 Mar 2020)
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- CF1 Director (AR) (10 May 2010 to 23 Dec 2019)
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- Employed By (1 Feb 2010 to 23 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.