Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 2 Apr 2012)
    • CF1 Director (AR) (since 2 Apr 2012)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Employed By (since 29 Mar 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Feb 2011 to 28 Mar 2012)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (28 Feb 2011 to 28 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.