Mark Birch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Jul 2018)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (376)Employed By (since 2 Jul 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (15 Sep 2016 to 22 Jun 2018)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 29 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (12 Jan 2006 to 24 Feb 2006)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 12 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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