Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (26 Mar 2021 to 31 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2021)
- CF29 Significant management (7 Dec 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 Oct 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.