Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 May 2024)
    • [FCA CF] Manager of certification employee (since 20 May 2024)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Manager of certification employee (8 Feb 2021 to 7 May 2024)
    • [FCA CF] Client dealing (8 Feb 2021 to 7 May 2024)
    • CF30 Customer (30 Oct 2008 to 8 Dec 2019)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF27 Investment Management (23 Oct 2003 to 30 Jun 2007)
    • CF4 Partner (23 Oct 2003 to 30 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.