Mark Banyard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banyard Independent Advice Services Ltd

    FRN 797019

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Mar 2018 to 8 Dec 2019)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Mar 2018 to 30 Sep 2018)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF30 Customer (3 Nov 2016 to 28 Feb 2018)
    • CF1 Director (AR) (3 Nov 2016 to 28 Feb 2018)
  • Banyard Independent Advice Services Ltd (no longer approved here)

    FRN 763277

    • Employed By (3 Nov 2016 to 28 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 14 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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