Mark Baillie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia

    FRN 139185

    • SMF22 Other Local Responsibility (since 25 Feb 2022)
    • [FCA CF] Material risk taker (30 Sep 2019 to 25 Feb 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Feb 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Jul 2010 to 14 Sep 2011)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (22 Jan 2003 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.