Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (25 Feb 2020 to 1 Apr 2020)
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- CF10 Compliance Oversight (3 Apr 2012 to 21 Jan 2015)
- CF11 Money Laundering Reporting (3 Apr 2012 to 21 Jan 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.