Mark Appleton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 26 Mar 2018)
    • CF30 Customer (since 19 May 2016)
    • CF4 Partner (AR) (19 May 2016 to 9 Jun 2021)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 26 Mar 2018)
    • CF4 Partner (AR) (19 May 2016 to 9 Jun 2021)
  • Principled Financial Planning Ltd

    FRN 804455

    • (2)Employed By (since 26 Mar 2018)
  • Formby Golf Club Limited (no longer approved here)

    FRN 741278

    • SMF3 Executive Director (9 Dec 2019 to 10 Jan 2022)
    • CF1 Director (30 May 2019 to 8 Dec 2019)
  • Butler Capital Financial Management LLP (no longer approved here)

    FRN 593986

    • Employed By (11 Jan 2013 to 2 May 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (17 Jan 2011 to 31 May 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 25 May 2010)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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