Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF1 Director (7 May 2004 to 18 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 1 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.