Mark Anthony Stephen Bruen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 3 Feb 2025)
- [FCA CF] Manager of certification employee (since 3 Feb 2025)
Baring Asset Management Limited
FRN 170601
- [FCA CF] Manager of certification employee (since 3 Feb 2025)
- [FCA CF] Client dealing (since 3 Feb 2025)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (7 Jun 2022 to 24 Oct 2024)
- [FCA CF] Manager of certification employee (7 Jun 2022 to 12 Oct 2022)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- [FCA CF] Manager of certification employee (1 Mar 2021 to 31 Mar 2022)
- [FCA CF] Client dealing (1 Mar 2020 to 31 Mar 2022)
- CF30 Customer (27 Jan 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.