Mark Anthony Sansum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (23 Jul 2009 to 23 Nov 2009)
    • CF30 Customer (23 Jul 2009 to 23 Nov 2009)
  • Watermark Financial Planning Ltd (no longer approved here)

    FRN 503876

    • Employed By (23 Jul 2009 to 3 Dec 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Mar 2005 to 20 Oct 2006)
    • CF22 Investment Adviser (Trainee) (26 Jul 2004 to 24 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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