Mark Anthony Loydall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cambourne Financial Planning Limited

    FRN 225183

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [PRA CF] Key function holder (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (8 Sep 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Sep 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (8 Sep 2003 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (8 Sep 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (8 Sep 2003 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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