Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage Advice Bureau (Derby) Limited
FRN 466154
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 13 Mar 2024)
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- Appointed representative dealing with clients for which they require qualification (13 Mar 2024 to 6 Feb 2025)
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- [FCA CF] Functions requiring qualifications (3 May 2023 to 12 Mar 2024)
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- CF30 Customer (27 Jul 2022 to 13 Mar 2023)
- CF1 Director (AR) (27 Jul 2022 to 13 Mar 2023)
- Appointed representative dealing with clients for which they require qualification (28 Mar 2022 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (28 Mar 2022 to 13 Mar 2023)
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- [FCA CF] Client dealing (10 Jan 2022 to 3 Mar 2022)
- [FCA CF] Functions requiring qualifications (10 Jan 2022 to 3 Mar 2022)
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- Appointed representative dealing with clients for which they require qualification (6 Apr 2021 to 9 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.