Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DRAKE MORTGAGES LIMITED
FRN 207532
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF11 Money Laundering Reporting (1 Jan 2010 to 25 Jan 2010)
- CF10 Compliance Oversight (1 Jan 2010 to 25 Jan 2010)
- CF30 Customer (1 Jan 2010 to 25 Jan 2010)
- Responsible for Insurance Mediation (1 Jan 2010 to 25 Jan 2010)
- CF1 Director (2 Apr 2007 to 25 Jan 2010)
- CF21 Investment Adviser (15 Aug 2002 to 5 Dec 2006)
- CF22 Investment Adviser (Trainee) (9 Aug 2002 to 15 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.