Mark Anthony Lacey

• Schroder Investment Management North America Limited

  FRN 144543

  • [FCA CF] Manager of certification employee (since 29 Jun 2023)
  • [FCA CF] Client dealing (since 1 Oct 2020)
  • CF30 Customer (6 Jan 2014 to 8 Dec 2019)
• Schroder Unit Trusts Limited

  FRN 197288

  • [FCA CF] Material risk taker (since 12 Nov 2021)
• Schroder Investment Management Limited

  FRN 119348

  • [FCA CF] Client dealing (since 1 Oct 2020)
  • [FCA CF] Manager of certification employee (since 1 Oct 2020)
  • CF30 Customer (6 Jan 2014 to 8 Dec 2019)
• NINETY ONE UK LIMITED (no longer approved here)

  FRN 122420

  • CF30 Customer (18 Feb 2008 to 11 Jul 2012)
• Ninety One Fund Managers UK Limited (no longer approved here)

  FRN 145007

  • CF30 Customer (18 Feb 2008 to 11 Jul 2012)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (1 Jul 2003 to 12 Jul 2006)
• UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

  FRN 114627

  • CF27 Investment Management (1 Dec 2001 to 15 Jul 2002)

No changes recorded yet.