Mark Anthony Ivison

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Logical Financial Advice Limited

    FRN 929247

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2021)
    • Responsibility for MCD Intermediation (since 20 Jan 2021)
    • Responsible for Insurance Distribution (since 20 Jan 2021)
    • SMF16 Compliance Oversight (since 20 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jan 2021)
    • SMF3 Executive Director (since 20 Jan 2021)
  • IPP Financial Services LLP (no longer approved here)

    FRN 232166

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF4 Partner (9 Aug 2004 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Aug 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Aug 2004 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 5 Oct 2004)
    • CF4 Partner (AR) (1 Dec 2001 to 5 Oct 2004)
  • IPP Financial Services Group (no longer approved here)

    FRN 169707

    • (3)Employed By (1 Dec 2001 to 5 Oct 2004)

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Updates to this individual's record on the FCA register.

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