Mark Anthony Humphreys

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Invesco Asset Management Limited (no longer approved here)
FRN 122674
- [FCA CF] Manager of certification employee (2 Feb 2021 to 11 Aug 2023)
- SMF18 Other Overall Responsibility (26 Feb 2020 to 2 Feb 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
- CF30 Customer (26 Mar 2018 to 8 Dec 2019)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (10 Jan 2008 to 9 Jun 2016)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (10 Jan 2008 to 9 Jun 2016)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF21 Investment Adviser (30 Jul 2005 to 28 Jul 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.