Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2020)
    • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • [FCA CF] Client dealing (1 Jul 2019 to 30 Nov 2020)
    • [FCA CF] Functions requiring qualifications (1 Jul 2019 to 30 Nov 2020)
    • [FCA CF] Material risk taker (1 Jul 2019 to 30 Nov 2020)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • [FCA CF] Functions requiring qualifications (1 Jul 2019 to 30 Nov 2020)
    • [FCA CF] Material risk taker (1 Jul 2019 to 30 Nov 2020)
    • [FCA CF] Client dealing (1 Jul 2019 to 30 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.