Mark Anthony Deasy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MLA WEALTH MANAGEMENT LTD.

    FRN 803565

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (6 Jun 2018 to 8 Dec 2019)
    • CF1 Director (6 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Jun 2018 to 30 Sep 2018)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (10 Nov 2014 to 12 Sep 2018)
  • One Financial Solutions Ltd (no longer approved here)

    FRN 607130

    • (15)Employed By (10 Nov 2014 to 12 Sep 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 1 Dec 2010)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.