Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Morris Shapland Financial Services Ltd (no longer approved here)

    FRN 194468

    • (5)Employed By (1 Apr 2005 to 19 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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