Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Dec 2008)
    • CF1 Director (AR) (14 Apr 2008 to 19 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 14 Apr 2008)
    • (3)Employed By (since 30 Mar 2010)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (9 Dec 2008 to 2 Dec 2011)
  • The Mortgage Advice Team Ltd (no longer approved here)

    FRN 429731

    • Employed By (9 Dec 2008 to 2 Dec 2011)
  • Park House Associates Ltd (no longer approved here)

    FRN 211587

    • (10)Employed By (7 May 2002 to 19 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Appletree Financial Solutions Limited

  2. controlled function added: (3)Employed By at Appletree Financial Solutions Limited