Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 8 Dec 2008)
- CF1 Director (AR) (14 Apr 2008 to 19 Apr 2010)
- CF30 Customer (1 Nov 2007 to 31 Dec 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF4 Partner (AR) (1 Jun 2005 to 14 Apr 2008)
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Appletree Financial Solutions Limited
FRN 191182
- (3)Employed By (since 30 Mar 2010)
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- CF1 Director (AR) (9 Dec 2008 to 2 Dec 2011)
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- Employed By (9 Dec 2008 to 2 Dec 2011)
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- (10)Employed By (7 May 2002 to 19 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Appletree Financial Solutions Limited
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controlled function added: (3)Employed By at Appletree Financial Solutions Limited