Mark Anthony Carnevale

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castra Financial limited

    FRN 845715

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
    • [FCA CF] Client dealing (since 12 Feb 2024)
  • Mr William Harris (no longer approved here)

    FRN 196271

    • [FCA CF] Client dealing (18 Mar 2021 to 14 Dec 2023)
    • [FCA CF] Functions requiring qualifications (18 Mar 2021 to 14 Dec 2023)
    • CF30 Customer (8 Dec 2017 to 8 Dec 2019)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (25 Feb 2014 to 1 Aug 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (2 Jun 2004 to 23 Feb 2005)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.