Mark Anthony Barnes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mark Anthony Barnes

    FRN 485752

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Proprietary trader (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Mar 2005 to 20 Jul 2007)
    • CF22 Investment Adviser (Trainee) (9 Sep 2004 to 24 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.