Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 21 Dec 2023)
- CF30 Customer (since 20 Dec 2023)
- CF1 Director (AR) (since 12 Apr 2023)
- Appointed representative dealing with clients for which they require qualification (since 23 Jan 2020)
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Finance Energy Ltd
FRN 920022
- (1)Employed By (since 12 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.