Mark Andrew Woods

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Watermark Wealth Management Limited

    FRN 828533

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 31 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Aug 2021)
    • SMF16 Compliance Oversight (since 31 Aug 2021)
    • Responsible for Insurance Distribution (since 31 Aug 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (28 Sep 2012 to 29 Oct 2019)
  • Watermark EMS Ltd (no longer approved here)

    FRN 414517

    • (2)Employed By (15 Nov 2004 to 10 Feb 2006)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF4 Partner (AR) (31 Oct 2004 to 10 Feb 2006)
  • Watermark Financial Services (no longer approved here)

    FRN 157885

    • (5)Employed By (1 Oct 1998 to 15 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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