Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF29 Significant management (1 Sep 2016 to 16 Feb 2020)
- CF1 Director (1 Sep 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Sep 2016 to 16 Feb 2020)
- CF28 Systems and controls (1 Sep 2016 to 16 Feb 2020)
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NORTON INSURANCE BROKERS LIMITED
FRN 769110
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF27 Partner (9 Dec 2019 to 21 Feb 2022)
- CF29 Significant management (3 Jul 2017 to 16 Feb 2020)
- CF28 Systems and controls (3 Jul 2017 to 16 Feb 2020)
- CF3 Chief Executive (3 Jul 2017 to 16 Feb 2020)
- CF4 Partner (3 Jul 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (3 Jul 2017 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.