Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 26 Feb 2024)
    • CF1 Director (AR) (since 26 Feb 2024)
    • (2)Employed By (since 26 Feb 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (15 Jun 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
    • CF3 Chief Executive (15 Jun 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 Jun 2007 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF16 Significant Mgt (Desgntd Investment Business) (10 Dec 2001 to 7 Jul 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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