Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2018 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Nov 2007 to 27 Sep 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Aug 2003 to 31 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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