Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradex Insurance Company PLC
FRN 202917
- Responsible for Insurance Distribution (since 6 Jul 2023)
- SMF1 Chief Executive (since 6 Jul 2023)
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Soteria Insurance Limited
FRN 435022
- SMF3 Executive Director (since 10 Dec 2018)
- SMF1 Chief Executive (since 10 Dec 2018)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF16 Compliance Oversight (16 Sep 2022 to 24 Jan 2023)
- CF1 Director (AR) (9 Jul 2020 to 6 Dec 2020)
- CF3 Chief Executive (AR) (9 Jul 2020 to 6 Dec 2020)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (27 Sep 2013 to 6 Mar 2016)
- Responsible for Insurance Mediation (11 Jul 2013 to 30 Sep 2018)
- CF1 Director (9 Apr 2013 to 9 Dec 2018)
- CF29 Significant management (17 Sep 2008 to 19 Jun 2013)
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- Employed By (9 Jul 2020 to 6 Dec 2020)
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- Responsible for Insurance Distribution (1 Oct 2018 to 25 Feb 2019)
- Responsible for Insurance Mediation (5 Sep 2017 to 30 Sep 2018)
- CF8 Apportionment and Oversight (5 Sep 2017 to 25 Feb 2019)
- CF3 Chief Executive (5 Sep 2017 to 25 Feb 2019)
- CF1 Director (5 Sep 2017 to 25 Feb 2019)
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- CF2 Non Executive Director (17 Apr 2015 to 8 Dec 2019)
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- CF10a CASS Oversight function (9 Apr 2013 to 31 Jul 2013)
- CF8 Apportionment and Oversight (4 Apr 2008 to 31 Mar 2009)
- CF3 Chief Executive (28 Aug 2007 to 31 Jul 2013)
- CF1 Director (26 Jan 2006 to 31 Jul 2013)
- CF16 Significant Mgt (Desgntd Investment Business) (7 May 2004 to 10 Aug 2004)
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- CF29 Significant management (17 Sep 2008 to 3 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
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