Mark Andrew Stubbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (28 Jan 2021 to 11 Nov 2022)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 19 Jan 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF21 Investment Adviser (17 Sep 2007 to 1 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (6 Feb 2002 to 6 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.